Julie Wagner

Chief Compliance Officer

Years of Experience: 26 years

Educational Background

AIB College of Business, Associate Degree, Business Management and Marketing

Designations/Certification/Classes

Iowa life insurance license
Passed FINRA Series 6 and 26

Other Notable Information

Julie has extensive experience working in regulatory compliance and risk management with some of the largest and most reputable financial organizations in the industry.
Julie’s expertise spans risk mitigation, compliance, data security, performance management, and organizational assessments and training.
As a highly regarded, dynamic specialist, Julie speaks on complex compliance and regulatory environments for high-growth companies.
In addition to her technical specialties, Julie has expansive leadership experience in employee development, operational excellence and strategic planning.

Investment Advisory Services offered through Private Wealth Asset Management
411 6th Ave. SE, Suite 360, Cedar Rapids, IA 52401
www.privatewealth.com

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